SEC FORM
4/A
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
WINNEBAGO INDUSTRIES, INC., |
P.O. BOX 152 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WINNEBAGO INDUSTRIES INC
[ WGO ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
VP-Sales and Marketing |
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3. Date of Earliest Transaction
(Month/Day/Year) 10/15/2003
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4. If Amendment, Date of Original Filed
(Month/Day/Year) 10/16/2003
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (rights to buy)
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$52.99
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10/15/2003 |
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A |
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7,500 |
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10/15/2013 |
Common Stock |
7,500 |
$52.99
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7,500 |
D |
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Explanation of Responses: |
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/s/Raymond M. Beebe, Secretary, Winnebago Industries, Inc. under Power of Attorney |
10/20/2003 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
BE IT KNOWN, that Roger W. Martin has made and appointed, and by these
presents does make and appoint, Raymond M. Beebe, acting individually, in his
capacity as compliance officer for Winnebago Industries, Inc., true and lawful
attorney for him and in his name, place and stead, for the following specific
and limited purposes only:
To sign any and all documents required by the Securities and
Exchange Commission to ensure compliance with the rules and
regulations thereof by me in connection with any
transactions I may complete involving the stock of Winnebago
Industries, Inc.
giving and granting said attorney full power and authority to do and perform all
and every act and thing whatsoever necessary to be done in and about the
specific and limited premises set out herein as fully, to all intents and
purposes, as might or could be done if personally present, with full power of
substitution and revocation, hereby ratifying and confirming all that said
attorney shall lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have hereunto set my hand this 16th day of October,
2003.
/s/ Roger W. Martin
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Roger W. Martin
STATE OF IOWA )
)ss:
COUNTY OF HANCOCK )
The foregoing instrument was acknowledged by me this 16th day of October,
2003, by Roger W. Martin who is personally known by me and who did not take an
oath.
/s/ Karen C. Jefson
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Notary Public (SEAL)
State of Iowa
My Commission Expires: 5-11-2004
NOTARY STAMP
KAREN C. JEFSON
COMMISSION NO. 151407
MY COMMISSION EXPIRES
05-11-2004